Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MPL Wealth Management Limited
FRN 180309
- 14. Managing investments
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (30 Oct 2025 to 16 Mar 2026)
- SMF16 Compliance Oversight (28 Oct 2025 to 16 Mar 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (19 May 2025 to 29 Sep 2025)
- CF1 Director (3 Sep 2010 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (26 Jul 2007 to 31 Oct 2007)
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Hutchinson Financial Management Limited
FRN 962316
- SMF3 Executive Director (since 30 Oct 2025)
- SMF16 Compliance Oversight (since 30 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Oct 2025)
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- CF27 Investment Management (30 Jun 2006 to 19 Feb 2007)
- CF21 Investment Adviser (30 Jun 2006 to 19 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.