Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (16 Apr 2021 to 1 Oct 2023)
- [FCA CF] Client dealing (16 Apr 2021 to 1 Oct 2023)
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- [FCA CF] Functions requiring qualifications (10 Jan 2020 to 21 Jul 2021)
- [FCA CF] Client dealing (10 Jan 2020 to 21 Jul 2021)
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- CF30 Customer (14 Oct 2014 to 25 Oct 2019)
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- Employed By (14 Oct 2014 to 25 Oct 2019)
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- Employed By (28 Mar 2014 to 5 Sep 2014)
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- CF30 Customer (26 Jun 2012 to 7 Jul 2014)
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- CF30 Customer (19 Dec 2007 to 1 Oct 2009)
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- Employed By (19 Dec 2007 to 1 Oct 2009)
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- CF21 Investment Adviser (6 Apr 2004 to 24 Jan 2005)
- CF22 Investment Adviser (Trainee) (4 Sep 2003 to 6 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.