Aidan Derek Vaughan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EMET FINANCIAL SERVICES LIMITED

    FRN 773427

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Jan 2024)
    • [FCA CF] Client dealing (since 24 Jan 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Feb 2024)
    • CF1 Director (AR) (14 Sep 2018 to 7 Feb 2024)
    • CF30 Customer (14 Sep 2018 to 7 Feb 2024)
  • Lloyd Vaughan Holdings Ltd (no longer approved here)

    FRN 818376

    • Employed By (14 Sep 2018 to 7 Feb 2024)
  • MPL Wealth Management Limited (no longer approved here)

    FRN 180309

    • CF3 Chief Executive (3 Sep 2010 to 16 Jun 2017)
    • CF1 Director (3 Sep 2010 to 16 Jun 2017)
    • CF30 Customer (1 Nov 2007 to 14 Sep 2017)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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