David Cummins

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (2 Oct 2014 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (23 Aug 2016 to 8 Dec 2019)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • CF30 Customer (26 Oct 2010 to 1 Oct 2014)
  • MPL Wealth Management Limited (no longer approved here)

    FRN 180309

    • CF30 Customer (1 Nov 2007 to 9 Jul 2009)
    • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (2 Oct 2007 to 31 Oct 2007)
  • HFMC Wealth Management Ltd (no longer approved here)

    FRN 146717

    • CF21 Investment Adviser (10 Feb 2006 to 22 Dec 2006)
    • CF24 Pension Transfer Specialist (10 Feb 2006 to 22 Dec 2006)
    • CF22 Investment Adviser (Trainee) (30 Nov 2005 to 10 Feb 2006)
  • HFMC Asset Management Limited (no longer approved here)

    FRN 194722

    • CF22 Investment Adviser (Trainee) (30 Nov 2005 to 30 Dec 2005)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (3 Jun 2004 to 5 Dec 2005)
    • CF7 Sole Trader (AR) (3 Jun 2004 to 28 Oct 2005)
  • David Cummins (no longer approved here)

    FRN 401046

    • Employed By (3 Jun 2004 to 5 Dec 2005)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.