HFMC Wealth Management Ltd

Date authorised
1 April 2013
Companies House
02355062
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    29 St. John's Lane
    Clerkenwell
    London
    EC1M 4NA
    UNITED KINGDOM
    Phone
    +4402074004700
    Web
    https://www.hfmcwealth.com

  • Complaints Contact

    29 St. John's Lane
    Clerkenwell
    London
    EC1M 4NA
    UNITED KINGDOM
    Phone
    +4402074004700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Beatriz Eugenia Crawford-Carse

    IRN BEC00002

    • CF21 Investment Adviser (1 Dec 2001 to 7 Oct 2002)
  • Benjamin John Cheeseman

    IRN BJC01112

    • CF30 Customer (6 Jan 2011 to 31 Dec 2011)
  • Carole Mary Ann Hardy

    IRN CMH00014

    • CF21 Investment Adviser (1 Dec 2001 to 7 Oct 2002)
  • Caroline Emma Richmond

    IRN CER01044

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 3 Oct 2024)
    • [FCA CF] Client dealing (since 3 Oct 2024)
    • [FCA CF] Functions requiring qualifications (27 Mar 2020 to 26 Feb 2021)
  • Charles Christopher Walker

    IRN CCW00007

    • CF30 Customer (7 Apr 2015 to 6 Jan 2017)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 5 Sep 2014)
  • David Cummins

    IRN DXC00058

    • CF24 Pension Transfer Specialist (10 Feb 2006 to 22 Dec 2006)
    • CF21 Investment Adviser (10 Feb 2006 to 22 Dec 2006)
    • CF22 Investment Adviser (Trainee) (30 Nov 2005 to 10 Feb 2006)
  • David Leonard Andrews

    IRN DLA00004

    • CF10 Compliance Oversight (9 Jun 2014 to 27 Jul 2016)
  • Dermot McSweeney

    IRN DXM00178

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Mar 2021)
  • Dien Son Richard To

    IRN DXT14632

    • CF30 Customer (15 May 2019 to 21 Aug 2019)
  • Giles Richard John Rackham

    IRN GRR01025

    • CF21 Investment Adviser (11 Nov 2005 to 6 Oct 2006)
    • CF22 Investment Adviser (Trainee) (4 Aug 2005 to 11 Nov 2005)
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Recent activity

Updates to this firm's record on the FCA register.

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