HFMC Wealth Management Ltd

• Principal Place of Business

  29 St. John's Lane

  Clerkenwell

  London

  EC1M 4NA

  UNITED KINGDOM

  Phone

  +4402074004700

  Web

  https://www.hfmcwealth.com

• Complaints Contact

  29 St. John's Lane

  Clerkenwell

  London

  EC1M 4NA

  UNITED KINGDOM

  Phone

  +4402074004700

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Howard John Michael Stagg

  IRN HJS00007

  • CF30 Customer (1 Nov 2007 to 31 Mar 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• James Frederick Earnest Geard

  IRN JFG00018

  • CF30 Customer (1 Nov 2007 to 10 Apr 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• James Richard Scott

  IRN JRS00018

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (5 Aug 2008 to 8 Dec 2019)
• James Roberts

  IRN JXR00984

  • SMF3 Executive Director (since 2 Oct 2025)
• Jane Anne Kennedy

  IRN JAK01120

  • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2023)
• John Nicolas Jeremy Hoyland

  IRN JNH00007

  • SMF9 Chair of the Governing Body (since 14 Feb 2025)
  • SMF3 Executive Director (23 Jun 2020 to 19 Feb 2025)
• Kevin Patrick Burns

  IRN KXB00204

  • [FCA CF] Client dealing (20 Apr 2023 to 19 Jul 2023)
  • [FCA CF] Functions requiring qualifications (20 Apr 2023 to 19 Jul 2023)
• Leon Noel Blake

  IRN LNB01016

  • CF30 Customer (29 Mar 2010 to 29 Jun 2012)
• Linda Caroline Seely

  IRN LCS00005

  • CF10 Compliance Oversight (1 Dec 2001 to 7 Oct 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 7 Oct 2002)
  • CF3 Chief Executive (1 Dec 2001 to 7 Oct 2002)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Oct 2002)
  • CF1 Director (1 Dec 2001 to 7 Oct 2002)
• Lisa Judy Hessey

  IRN LJH01092

  • [FCA CF] Manager of certification employee (since 2 Mar 2023)

No changes recorded yet.