Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HFMC Wealth Management Ltd
FRN 146717
- SMF9 Chair of the Governing Body (since 14 Feb 2025)
- SMF3 Executive Director (23 Jun 2020 to 19 Feb 2025)
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Weston-Cummins Limited
FRN 147608
- SMF9 Chair of the Governing Body (since 14 Feb 2025)
- SMF1 Chief Executive (14 Aug 2023 to 19 Feb 2025)
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HFMC Wealth Limited
FRN 192999
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF9 Chair of the Governing Body (since 14 Feb 2025)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 19 Feb 2025)
- CF1 Director (11 Nov 2019 to 8 Dec 2019)
- CF30 Customer (14 Aug 2019 to 8 Dec 2019)
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HFMC Wealth Partners LLP
FRN 427640
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF9 Chair of the Governing Body (since 14 Feb 2025)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 12 Mar 2025)
- Responsibility for MCD Intermediation (2 May 2018 to 12 Mar 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (17 May 2005 to 31 Oct 2007)
- CF4 Partner (17 May 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (17 May 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (17 May 2005 to 30 Sep 2018)
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R&S Associates Financial Planning Limited
FRN 827417
- SMF9 Chair of the Governing Body (since 14 Feb 2025)
- SMF1 Chief Executive (22 Feb 2023 to 19 Feb 2025)
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- SMF9 Chair of the Governing Body (14 Feb 2025 to 6 Mar 2026)
- SMF27 Partner (23 Jun 2020 to 6 Mar 2026)
- CF1 Director (AR) (23 Jun 2020 to 19 Feb 2025)
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- Employed By (23 Jun 2020 to 19 Feb 2025)
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- Employed By (23 Jun 2020 to 19 Feb 2025)
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- SMF3 Executive Director (9 Dec 2019 to 20 Dec 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 20 Dec 2021)
- Responsible for Insurance Mediation (11 Sep 2009 to 30 Sep 2018)
- CF30 Customer (20 Aug 2009 to 8 Dec 2019)
- CF1 Director (16 Mar 2007 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.