Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 14 Feb 2025)
    • SMF3 Executive Director (23 Jun 2020 to 19 Feb 2025)
    • SMF9 Chair of the Governing Body (since 14 Feb 2025)
    • SMF1 Chief Executive (14 Aug 2023 to 19 Feb 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF9 Chair of the Governing Body (since 14 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 19 Feb 2025)
    • CF1 Director (11 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (14 Aug 2019 to 8 Dec 2019)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF9 Chair of the Governing Body (since 14 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Mar 2025)
    • Responsibility for MCD Intermediation (2 May 2018 to 12 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (17 May 2005 to 31 Oct 2007)
    • CF4 Partner (17 May 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (17 May 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (17 May 2005 to 30 Sep 2018)
    • SMF9 Chair of the Governing Body (since 14 Feb 2025)
    • SMF1 Chief Executive (22 Feb 2023 to 19 Feb 2025)
  • Aspinalls Family Office LLP (no longer approved here)

    FRN 514965

    • SMF9 Chair of the Governing Body (14 Feb 2025 to 6 Mar 2026)
    • SMF27 Partner (23 Jun 2020 to 6 Mar 2026)
    • CF1 Director (AR) (23 Jun 2020 to 19 Feb 2025)
  • Aspinalls Management Limited (no longer approved here)

    FRN 525184

    • Employed By (23 Jun 2020 to 19 Feb 2025)
  • Aspinalls Private Clients Limited (no longer approved here)

    FRN 589781

    • Employed By (23 Jun 2020 to 19 Feb 2025)
  • HFMC Asset Management Limited (no longer approved here)

    FRN 194722

    • SMF3 Executive Director (9 Dec 2019 to 20 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Dec 2021)
    • Responsible for Insurance Mediation (11 Sep 2009 to 30 Sep 2018)
    • CF30 Customer (20 Aug 2009 to 8 Dec 2019)
    • CF1 Director (16 Mar 2007 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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