James Frederick Earnest Geard

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HFMC Wealth Limited (no longer approved here)

    FRN 192999

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Aug 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Aug 2024)
    • CF30 Customer (14 Aug 2019 to 8 Dec 2019)
  • HFMC Asset Management Limited (no longer approved here)

    FRN 194722

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2024)
    • CF30 Customer (7 Sep 2012 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Jan 2005 to 30 Dec 2005)
  • HFMC Wealth Partners LLP (no longer approved here)

    FRN 427640

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Aug 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Aug 2024)
    • CF30 Customer (10 Apr 2010 to 8 Dec 2019)
  • HFMC Wealth Management Ltd (no longer approved here)

    FRN 146717

    • CF30 Customer (1 Nov 2007 to 10 Apr 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.