HFMC Wealth Management Ltd

• Principal Place of Business

  29 St. John's Lane

  Clerkenwell

  London

  EC1M 4NA

  UNITED KINGDOM

  Phone

  +4402074004700

  Web

  https://www.hfmcwealth.com

• Complaints Contact

  29 St. John's Lane

  Clerkenwell

  London

  EC1M 4NA

  UNITED KINGDOM

  Phone

  +4402074004700

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marcus Reinhard Anthony Carlton

  IRN MRC00020

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 20 Nov 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 20 Nov 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Aug 2007 to 31 Oct 2007)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (1 Apr 2003 to 31 Mar 2009)
  • CF10 Compliance Oversight (25 Oct 2002 to 8 Mar 2010)
  • CF11 Money Laundering Reporting (25 Oct 2002 to 27 Jul 2016)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Mark Ellis Waller

  IRN MEW01089

  • Responsible for Insurance Distribution (since 22 Oct 2020)
  • SMF3 Executive Director (since 24 Jun 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (27 Jul 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (27 Jul 2016 to 8 Dec 2019)
• Melanie Kate Wells

  IRN MKW00007

  • CF30 Customer (1 Nov 2007 to 29 Jun 2012)
  • CF21 Investment Adviser (10 Jan 2007 to 31 Oct 2007)
• Meryl Elizabeth Carlton

  IRN MEC00011

  • CF30 Customer (1 Nov 2007 to 30 Dec 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Michael James Powell

  IRN MJP00051

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Dec 2021)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2004)
• Michael Walter Delmar-Morgan

  IRN MWD01038

  • CF2 Non Executive Director (1 Dec 2001 to 7 Oct 2002)
• Philip Martin Jelly

  IRN PMJ01068

  • CF30 Customer (26 Mar 2013 to 19 Jul 2019)
• Philip Richard Patient

  IRN PRP00022

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Feb 2026)
  • SMF16 Compliance Oversight (since 4 Feb 2026)
  • SMF3 Executive Director (since 16 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (26 Feb 2024 to 12 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (26 Feb 2024 to 12 Apr 2024)
• Roger Solomon Curtis

  IRN RSC00006

  • CF21 Investment Adviser (31 Dec 2002 to 25 Jun 2004)
• Ross Hamilton Ibbotson

  IRN RHI01003

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF1 Chief Executive (since 24 Feb 2025)
  • SMF3 Executive Director (since 12 Nov 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (5 Aug 2008 to 8 Dec 2019)

No changes recorded yet.