Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 15 Jan 2026)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Dec 2021)
    • [FCA CF] Manager of certification employee (since 19 Feb 2024)
    • [FCA CF] Manager of certification employee (since 2 Mar 2023)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Dec 2021)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2004)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Dec 2021)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF21 Investment Adviser (17 May 2005 to 31 Oct 2007)
  • Aspinalls Family Office LLP (no longer approved here)

    FRN 514965

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Dec 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Mar 2026)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.