Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HFMC Wealth Management Ltd
FRN 146717
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF1 Chief Executive (since 24 Feb 2025)
- SMF3 Executive Director (since 12 Nov 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (5 Aug 2008 to 8 Dec 2019)
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Weston-Cummins Limited
FRN 147608
- SMF1 Chief Executive (since 24 Feb 2025)
- SMF3 Executive Director (since 14 Aug 2023)
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HFMC Wealth Limited
FRN 192999
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF1 Chief Executive (since 24 Feb 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (11 Nov 2019 to 8 Dec 2019)
- CF30 Customer (14 Aug 2019 to 8 Dec 2019)
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HFMC Wealth Partners LLP
FRN 427640
- Responsible for Insurance Distribution (since 24 Feb 2025)
- Responsibility for MCD Intermediation (since 24 Feb 2025)
- SMF1 Chief Executive (since 24 Feb 2025)
- SMF27 Partner (since 12 Nov 2020)
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R&S Associates Financial Planning Limited
FRN 827417
- SMF1 Chief Executive (since 24 Feb 2025)
- SMF3 Executive Director (since 2 Mar 2023)
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- SMF1 Chief Executive (24 Feb 2025 to 6 Mar 2026)
- SMF27 Partner (12 Nov 2020 to 6 Mar 2026)
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- SMF3 Executive Director (12 Nov 2020 to 20 Dec 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2024)
- CF30 Customer (20 Sep 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.