James Roberts

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HFMC Wealth Management Ltd
FRN 146717
- SMF3 Executive Director (since 2 Oct 2025)
Weston-Cummins Limited
FRN 147608
- SMF3 Executive Director (since 2 Oct 2025)
HFMC Wealth Limited
FRN 192999
- SMF3 Executive Director (since 2 Oct 2025)
HFMC Wealth Partners LLP
FRN 427640
- SMF27 Partner (since 2 Oct 2025)
R&S Associates Financial Planning Limited
FRN 827417
- SMF3 Executive Director (since 2 Oct 2025)
Aspinalls Family Office LLP (no longer approved here)
FRN 514965
- SMF27 Partner (2 Oct 2025 to 6 Mar 2026)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.