Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 19 Feb 2024)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 8 Aug 2023)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Mar 2021)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (23 Mar 2023 to 7 Apr 2025)
    • [FCA CF] Manager of certification employee (since 2 Mar 2023)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Mar 2021)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Mar 2021)
  • Aspinalls Family Office LLP (no longer approved here)

    FRN 514965

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Mar 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2025)
  • Paragon Independent Limited (no longer approved here)

    FRN 440589

    • CF30 Customer (1 Nov 2007 to 15 Jul 2009)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
  • Paragon Independent Ltd (no longer approved here)

    FRN 225197

    • Employed By (27 Oct 2004 to 31 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.