Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 24 Feb 2009)
- CF27 Investment Management (21 Sep 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (15 Dec 2005 to 6 Oct 2006)
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- CF21 Investment Adviser (11 Nov 2005 to 6 Oct 2006)
- CF22 Investment Adviser (Trainee) (4 Aug 2005 to 11 Nov 2005)
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- CF21 Investment Adviser (11 Nov 2005 to 30 Dec 2005)
- CF22 Investment Adviser (Trainee) (4 Aug 2005 to 11 Nov 2005)
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- CF27 Investment Management (1 Dec 2001 to 1 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.