Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Affinity Financial Awareness Limited
FRN 409160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
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Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
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- [FCA CF] Functions requiring qualifications (5 Nov 2020 to 27 Mar 2026)
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- (8)Employed By (10 Jan 2020 to 6 Mar 2020)
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- CF30 Customer (11 Sep 2018 to 6 Mar 2020)
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- CF30 Customer (1 Nov 2007 to 27 Oct 2016)
- CF21 Investment Adviser (22 Jan 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Jul 2002 to 22 Jan 2004)
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- CF21 Investment Adviser (30 Jun 2002 to 30 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at 4Life Wealth Management Limited
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controlled function added: (8)Employed By at 4Life Wealth Management Limited