Companies House
04615794
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Third Floor
    5 St. Pauls Square
    Liverpool
    L3 9SJ
    UNITED KINGDOM
    Phone
    +441423501401
  • Complaints Contact

    Third Floor
    5 St. Paul's Square
    Liverpool
    L3 9SJ
    UNITED KINGDOM
    Phone
    +441423501401

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Michael Austin

    IRN CMA01074

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Jul 2022)
    • CF30 Customer (2 Mar 2018 to 8 Dec 2019)
  • Christopher Philip Camp

    IRN CPC01067

    • [FCA CF] Functions requiring qualifications (16 Feb 2024 to 27 Mar 2026)
  • Cyndy Louise Toole

    IRN CLB01137

    • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 1 Jan 2024)
    • CF30 Customer (6 Jun 2017 to 8 Dec 2019)
  • Daniel Tonge

    IRN DXT01357

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Mar 2026)
    • CF30 Customer (2 Dec 2015 to 8 Dec 2019)
  • David Frederick Cassidy

    IRN DFC00001

    • SMF3 Executive Director (9 Dec 2019 to 9 Apr 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Apr 2026)
    • Responsible for Insurance Mediation (17 Aug 2017 to 30 Sep 2018)
    • CF1 Director (21 Sep 2012 to 8 Dec 2019)
  • David Laird Brigham

    IRN DLB00019

    • CF30 Customer (19 Aug 2010 to 31 Dec 2010)
    • CF4 Partner (AR) (19 Aug 2010 to 31 Dec 2010)
  • Glen Macdonald Dickson

    IRN GMD00008

    • [FCA CF] Functions requiring qualifications (5 Nov 2020 to 27 Mar 2026)
  • Howard Lloyd Marshall

    IRN HLM01018

    • CF30 Customer (1 Nov 2007 to 10 Feb 2015)
    • Responsible for Insurance Mediation (14 Jan 2005 to 10 Feb 2015)
    • CF8 Apportionment and Oversight (27 May 2003 to 31 Mar 2009)
    • CF10 Compliance Oversight (27 May 2003 to 31 Jan 2014)
    • CF1 Director (27 May 2003 to 31 Jan 2014)
    • CF21 Investment Adviser (27 May 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (27 May 2003 to 31 Jan 2014)
    • CF24 Pension Transfer Specialist (27 May 2003 to 31 Oct 2007)
  • Jonathan Michael Wiseman

    IRN JMW01259

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Mar 2026)
    • CF30 Customer (4 Apr 2016 to 8 Dec 2019)
  • Kate Mimnagh

    IRN KXM00633

    • [FCA CF] Client dealing (2 Oct 2023 to 12 Feb 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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