Companies House
04615794
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Third Floor
    5 St. Pauls Square
    Liverpool
    L3 9SJ
    UNITED KINGDOM
    Phone
    +441423501401
  • Complaints Contact

    Third Floor
    5 St. Paul's Square
    Liverpool
    L3 9SJ
    UNITED KINGDOM
    Phone
    +441423501401

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lee Neville Hurst

    IRN LNH01008

    • CF30 Customer (1 Sep 2013 to 30 Nov 2015)
  • Lewis Thomas Chesters

    IRN LTC01015

    • CF30 Customer (7 Dec 2015 to 14 Jun 2016)
  • Malcolm Sedley

    IRN MXS01334

    • CF30 Customer (31 Dec 2015 to 21 Jun 2016)
  • Mark Leonard Hutchinson

    IRN MLH00004

    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Apr 2026)
    • SMF3 Executive Director (9 Dec 2019 to 9 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Apr 2026)
    • CF11 Money Laundering Reporting (20 Feb 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Feb 2014 to 8 Dec 2019)
    • CF1 Director (20 Sep 2012 to 8 Dec 2019)
  • Mark Tyrer

    IRN MXT01255

    • CF30 Customer (7 Dec 2015 to 13 Jun 2016)
  • Martin Porter

    IRN MXP00198

    • CF30 Customer (1 Dec 2017 to 30 Jul 2018)
  • Michael Ian Best

    IRN MIB00003

    • CF30 Customer (29 Feb 2016 to 28 Mar 2017)
  • Paul Ellis

    IRN PXE01198

    • CF30 Customer (7 Dec 2015 to 14 Jun 2016)
  • Paul Eric Morton

    IRN PEM01022

    • SMF3 Executive Director (9 Dec 2019 to 9 Apr 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Mar 2026)
    • CF1 Director (4 Mar 2016 to 8 Dec 2019)
    • CF30 Customer (26 Nov 2015 to 8 Dec 2019)
  • Phillip James Young

    IRN PJY01035

    • [FCA CF] Client dealing (4 Mar 2021 to 26 Oct 2022)
    • CF30 Customer (4 Apr 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.