Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (21 Dec 2016 to 28 Mar 2017)
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- CF30 Customer (29 Feb 2016 to 28 Mar 2017)
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- (1)Employed By (9 Apr 2008 to 10 Nov 2009)
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- CF30 Customer (1 Nov 2007 to 20 Apr 2008)
- CF22 Investment Adviser (Trainee) (27 Jul 2007 to 31 Oct 2007)
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- CF26 Customer Trading (6 Dec 2006 to 22 Aug 2007)
- CF21 Investment Adviser (6 Dec 2006 to 22 Aug 2007)
- CF22 Investment Adviser (Trainee) (29 Nov 2005 to 6 Dec 2006)
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- CF21 Investment Adviser (3 Feb 2005 to 22 Nov 2005)
- CF24 Pension Transfer Specialist (3 Feb 2005 to 22 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at BBPI LIMITED
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controlled function added: (1)Employed By at BBPI LIMITED