Malcolm Sedley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Affinity Financial Awareness Limited (no longer approved here)
FRN 409160
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2020)
- CF30 Customer (22 Jun 2016 to 8 Dec 2019)
Wealth At Work Limited (no longer approved here)
FRN 417367
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2020)
- CF30 Customer (4 Mar 2013 to 8 Dec 2019)
Marshall Zoing Limited (no longer approved here)
FRN 222974
- CF30 Customer (31 Dec 2015 to 21 Jun 2016)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (26 Nov 2008 to 4 Nov 2009)
Santander UK Plc (no longer approved here)
FRN 106054
- CF21 Investment Adviser (23 Aug 2005 to 7 Apr 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.