Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (9 Jun 2016 to 8 Dec 2019)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
  • Marshall Zoing Limited (no longer approved here)

    FRN 222974

    • CF30 Customer (7 Dec 2015 to 13 Jun 2016)
  • Broadstone Financial Solutions Limited (no longer approved here)

    FRN 134771

    • CF21 Investment Adviser (6 Jan 2005 to 30 Jun 2007)
    • CF22 Investment Adviser (Trainee) (19 May 2003 to 6 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.