Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Affinity Financial Awareness Limited
FRN 409160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (9 Jun 2016 to 8 Dec 2019)
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Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
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- CF30 Customer (7 Dec 2015 to 13 Jun 2016)
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- CF21 Investment Adviser (6 Jan 2005 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (19 May 2003 to 6 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.