Companies House
04615794
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Third Floor
    5 St. Pauls Square
    Liverpool
    L3 9SJ
    UNITED KINGDOM
    Phone
    +441423501401
  • Complaints Contact

    Third Floor
    5 St. Paul's Square
    Liverpool
    L3 9SJ
    UNITED KINGDOM
    Phone
    +441423501401

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ralph Alekesio Zoing

    IRN RAZ01003

    • CF30 Customer (1 Nov 2007 to 31 May 2016)
    • CF21 Investment Adviser (27 May 2003 to 31 Oct 2007)
    • CF1 Director (27 May 2003 to 31 May 2016)
    • CF24 Pension Transfer Specialist (27 May 2003 to 31 Oct 2007)
  • Saiq Latif

    IRN SXL00080

    • CF30 Customer (18 Nov 2015 to 14 Jun 2016)
  • Samantha Jane Tulloch

    IRN SJA00041

    • CF30 Customer (7 Dec 2015 to 13 Jun 2016)
  • Stuart Murray Payne

    IRN SMP01150

    • SMF3 Executive Director (9 Dec 2019 to 9 Apr 2026)
    • CF1 Director (20 Sep 2012 to 8 Dec 2019)
  • Tahir Nadeem Hussain

    IRN TNH00006

    • [FCA CF] Functions requiring qualifications (28 Jun 2022 to 27 Mar 2026)
  • Tom Fergus Cassidy

    IRN TFC01019

    • CF30 Customer (29 Dec 2015 to 26 May 2016)
  • Tracey Anne Bromley

    IRN TAB00036

    • CF30 Customer (22 Mar 2017 to 8 Dec 2017)
  • Tristan Burd

    IRN TXB01841

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Aug 2020)
    • CF30 Customer (12 Sep 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.