Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
    • [FCA CF] Functions requiring qualifications (6 Jan 2020 to 27 Mar 2020)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
    • [FCA CF] Functions requiring qualifications (6 Jan 2020 to 27 Mar 2020)
  • Marshall Zoing Limited (no longer approved here)

    FRN 222974

    • [FCA CF] Functions requiring qualifications (28 Jun 2022 to 27 Mar 2026)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (6 Jun 2008 to 28 Feb 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (12 Nov 2002 to 28 Jan 2005)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.