Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Affinity Financial Awareness Limited
FRN 409160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
- [FCA CF] Functions requiring qualifications (6 Jan 2020 to 27 Mar 2020)
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Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
- [FCA CF] Functions requiring qualifications (6 Jan 2020 to 27 Mar 2020)
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- [FCA CF] Functions requiring qualifications (28 Jun 2022 to 27 Mar 2026)
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- CF30 Customer (6 Jun 2008 to 28 Feb 2012)
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- CF22 Investment Adviser (Trainee) (12 Nov 2002 to 28 Jan 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.