Ralph Alekesio Zoing

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Harrogate Wealth Management Limited

    FRN 742739

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (5 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (5 Jun 2017 to 8 Dec 2019)
  • Marshall Zoing Limited (no longer approved here)

    FRN 222974

    • CF30 Customer (1 Nov 2007 to 31 May 2016)
    • CF1 Director (27 May 2003 to 31 May 2016)
    • CF21 Investment Adviser (27 May 2003 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (27 May 2003 to 31 Oct 2007)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF24 Pension Transfer Specialist (29 May 2002 to 13 May 2003)
    • CF27 Investment Management (29 May 2002 to 25 Oct 2002)
    • CF21 Investment Adviser (6 Mar 2002 to 13 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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