Tracey Anne Bromley

• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • Appointed representative dealing with clients for which they require qualification (9 Sep 2024 to 10 Sep 2024)
  • CF4 Partner (AR) (21 Mar 2018 to 19 Dec 2020)
  • CF30 Customer (5 Dec 2017 to 30 Aug 2024)
• Sovereign Wealth Limited (no longer approved here)

  FRN 471459

  • (13)Employed By (5 Dec 2017 to 30 Aug 2024)
• Marshall Zoing Limited (no longer approved here)

  FRN 222974

  • CF30 Customer (22 Mar 2017 to 8 Dec 2017)
• Affinity Financial Awareness Limited (no longer approved here)

  FRN 409160

  • CF30 Customer (22 Mar 2017 to 8 Dec 2017)
• Wealth At Work Limited (no longer approved here)

  FRN 417367

  • CF30 Customer (22 Mar 2017 to 8 Dec 2017)
  • CF21 Investment Adviser (1 Dec 2005 to 31 Oct 2007)
• HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED (no longer approved here)

  FRN 197340

  • CF30 Customer (2 Dec 2013 to 27 Oct 2015)
• Coutts & Company (no longer approved here)

  FRN 122287

  • CF30 Customer (17 Dec 2007 to 27 May 2011)
• HSBC Bank Plc (no longer approved here)

  FRN 114216

  • CF22 Investment Adviser (Trainee) (1 May 2005 to 11 Nov 2005)
  • CF21 Investment Adviser (28 Feb 2005 to 1 May 2005)

No changes recorded yet.