Tom Fergus Cassidy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Affinity Financial Awareness Limited

    FRN 409160

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (25 May 2016 to 8 Dec 2019)
  • Wealth At Work Limited

    FRN 417367

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (30 Jun 2011 to 1 Sep 2011)
  • Marshall Zoing Limited (no longer approved here)

    FRN 222974

    • CF30 Customer (29 Dec 2015 to 26 May 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.