Saiq Latif

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Affinity Financial Awareness Limited

    FRN 409160

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (16 Jun 2016 to 8 Dec 2019)
  • Wealth At Work Limited

    FRN 417367

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (12 Apr 2010 to 8 Dec 2019)
  • Marshall Zoing Limited (no longer approved here)

    FRN 222974

    • CF30 Customer (18 Nov 2015 to 14 Jun 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (13 Mar 2008 to 2 Apr 2010)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.