Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Affinity Financial Awareness Limited
FRN 409160
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Jun 2016 to 8 Dec 2019)
- CF30 Customer (1 Jun 2016 to 13 Jun 2016)
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Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (3 Aug 2009 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF16 Significant Mgt (Desgntd Investment Business) (16 May 2005 to 20 Dec 2005)
- CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Mar 2026)
- SMF3 Executive Director (9 Dec 2019 to 9 Apr 2026)
- CF1 Director (4 Mar 2016 to 8 Dec 2019)
- CF30 Customer (26 Nov 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.