Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2016 to 13 Jun 2016)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Aug 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (16 May 2005 to 20 Dec 2005)
    • CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
  • Marshall Zoing Limited (no longer approved here)

    FRN 222974

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 9 Apr 2026)
    • CF1 Director (4 Mar 2016 to 8 Dec 2019)
    • CF30 Customer (26 Nov 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.