Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sparrows Capital Limited
FRN 607414
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 30 Sep 2024)
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- [FCA CF] Client dealing (4 Mar 2021 to 26 Oct 2022)
- CF30 Customer (4 Apr 2016 to 8 Dec 2019)
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- CF30 Customer (15 Jun 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.