Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Mar 2020)
- CF30 Customer (10 Jan 2017 to 8 Dec 2019)
-
Affinity Financial Awareness Limited
FRN 409160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (10 Jan 2017 to 8 Dec 2019)
-
- [FCA CF] Functions requiring qualifications (16 Feb 2024 to 27 Mar 2026)
-
- CF30 Customer (30 Sep 2014 to 6 Mar 2016)
-
- CF30 Customer (19 Nov 2013 to 27 May 2014)
-
- CF30 Customer (3 Apr 2013 to 13 Oct 2013)
-
- (453)Employed By (3 Apr 2013 to 13 Oct 2013)
-
- CF30 Customer (23 Apr 2010 to 11 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.