Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Mar 2020)
    • CF30 Customer (10 Jan 2017 to 8 Dec 2019)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (10 Jan 2017 to 8 Dec 2019)
  • Marshall Zoing Limited (no longer approved here)

    FRN 222974

    • [FCA CF] Functions requiring qualifications (16 Feb 2024 to 27 Mar 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (30 Sep 2014 to 6 Mar 2016)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (19 Nov 2013 to 27 May 2014)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (3 Apr 2013 to 13 Oct 2013)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (453)Employed By (3 Apr 2013 to 13 Oct 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (23 Apr 2010 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.