Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Affinity Financial Awareness Limited
FRN 409160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (21 Oct 2016 to 8 Dec 2019)
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Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (20 Mar 2013 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Mar 2026)
- CF30 Customer (2 Dec 2015 to 8 Dec 2019)
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- CF30 Customer (2 Jan 2013 to 14 Mar 2013)
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- Employed By (2 Jan 2013 to 14 Mar 2013)
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- CF30 Customer (6 Jul 2012 to 30 Nov 2012)
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- CF30 Customer (3 Feb 2011 to 8 Jun 2012)
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- CF30 Customer (1 Nov 2007 to 29 Jan 2011)
- CF22 Investment Adviser (Trainee) (10 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.