Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (21 Oct 2016 to 8 Dec 2019)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (20 Mar 2013 to 8 Dec 2019)
  • Marshall Zoing Limited (no longer approved here)

    FRN 222974

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Mar 2026)
    • CF30 Customer (2 Dec 2015 to 8 Dec 2019)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (2 Jan 2013 to 14 Mar 2013)
  • Co-operative Independent Financial Solutions Ltd (no longer approved here)

    FRN 581589

    • Employed By (2 Jan 2013 to 14 Mar 2013)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (6 Jul 2012 to 30 Nov 2012)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (3 Feb 2011 to 8 Jun 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Jan 2011)
    • CF22 Investment Adviser (Trainee) (10 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.