Howard Lloyd Marshall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marshall Zoing Limited (no longer approved here)

    FRN 222974

    • CF30 Customer (1 Nov 2007 to 10 Feb 2015)
    • Responsible for Insurance Mediation (14 Jan 2005 to 10 Feb 2015)
    • CF10 Compliance Oversight (27 May 2003 to 31 Jan 2014)
    • CF11 Money Laundering Reporting (27 May 2003 to 31 Jan 2014)
    • CF1 Director (27 May 2003 to 31 Jan 2014)
    • CF21 Investment Adviser (27 May 2003 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (27 May 2003 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (27 May 2003 to 31 Mar 2009)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF21 Investment Adviser (6 Mar 2002 to 30 Nov 2002)
    • CF27 Investment Management (6 Mar 2002 to 30 Nov 2002)
    • CF24 Pension Transfer Specialist (6 Mar 2002 to 30 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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