Derek Charles Baigent

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothesay Bennett Limited

    FRN 795885

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2022)
    • [FCA CF] Client dealing (since 1 Dec 2022)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • [FCA CF] Client dealing (10 Dec 2019 to 1 Dec 2022)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 1 Dec 2022)
    • CF30 Customer (9 Sep 2016 to 8 Dec 2019)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (11 Nov 2009 to 28 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

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