David Michael Seal

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothesay Bennett Limited (no longer approved here)

    FRN 795885

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Feb 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Feb 2022)
    • CF30 Customer (9 Mar 2018 to 8 Dec 2019)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF30 Customer (23 Jun 2017 to 8 Mar 2018)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (1 Nov 2007 to 12 Jul 2016)
    • CF24 Pension Transfer Specialist (9 Feb 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (9 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 May 2006 to 9 Feb 2007)
  • John Alan Crick Ltd (From AR 0169) 459 (no longer approved here)

    FRN 114511

    • (5)Employed By (1 Dec 2001 to 18 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.