David Frank Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sense Network Limited (no longer approved here)
FRN 465124
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Nov 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2024)
- CF30 Customer (9 Nov 2017 to 29 Nov 2024)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- CF30 Customer (11 Aug 2016 to 7 Nov 2017)
Affinity Financial Awareness Limited (no longer approved here)
FRN 409160
- CF30 Customer (21 Mar 2013 to 28 Jun 2016)
Prudent Mortgages (no longer approved here)
FRN 200413
- (4)Employed By (8 Oct 2003 to 6 Apr 2004)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.