Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
- CF1 Director (AR) (17 Sep 2019 to 30 Jun 2024)
- CF30 Customer (17 Sep 2019 to 30 Jun 2024)
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- CF30 Customer (10 Jan 2019 to 20 Jun 2019)
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- CF30 Customer (10 Jan 2019 to 20 Jun 2019)
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- CF30 Customer (13 Jul 2016 to 31 Dec 2018)
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- CF30 Customer (9 Nov 2015 to 29 Jun 2016)
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- CF30 Customer (31 Dec 2012 to 28 Aug 2015)
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- (8)CF30 Customer (1 Nov 2007 to 18 Dec 2007)
- (9)CF24 Pension Transfer Specialist (22 Dec 2006 to 31 Oct 2007)
- (10)CF21 Investment Adviser (22 Dec 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (8)CF30 Customer at Roxborough Wealth Management Limited
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controlled function added: (9)CF24 Pension Transfer Specialist at Roxborough Wealth Management Limited
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controlled function added: (10)CF21 Investment Adviser at Roxborough Wealth Management Limited