Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 24 Feb 2022)
    • CF1 Director (AR) (since 3 Nov 2021)
    • CF30 Customer (since 3 Nov 2021)
    • [FCA CF] Client dealing (10 Dec 2019 to 24 Feb 2022)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 24 Feb 2022)
    • CF30 Customer (14 Nov 2016 to 8 Dec 2019)
    • (1)Employed By (since 3 Nov 2021)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (15 Nov 2010 to 28 Jun 2016)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (13 Mar 2003 to 19 Jul 2005)
  • Doran Scott Williams Limited (no longer approved here)

    FRN 190441

    • Employed By (13 Mar 2003 to 19 Jul 2005)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.