Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 24 Feb 2022)
- CF1 Director (AR) (since 3 Nov 2021)
- CF30 Customer (since 3 Nov 2021)
- [FCA CF] Client dealing (10 Dec 2019 to 24 Feb 2022)
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 24 Feb 2022)
- CF30 Customer (14 Nov 2016 to 8 Dec 2019)
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Vulcan Financial Services Ltd
FRN 955396
- (1)Employed By (since 3 Nov 2021)
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- CF30 Customer (15 Nov 2010 to 28 Jun 2016)
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- CF21 Investment Adviser (13 Mar 2003 to 19 Jul 2005)
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- Employed By (13 Mar 2003 to 19 Jul 2005)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.