David Anthony Dallison

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Affinity Financial Awareness Limited

    FRN 409160

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Feb 2023)
  • Wealth At Work Limited

    FRN 417367

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Feb 2023)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (27 Oct 2021 to 28 Jun 2022)
    • [FCA CF] Functions requiring qualifications (27 Oct 2021 to 28 Jun 2022)
    • CF30 Customer (7 Apr 2014 to 18 Jun 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 5 Sep 2021)
    • CF30 Customer (3 Jul 2014 to 6 Mar 2016)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (11 Jan 2013 to 18 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.