Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Mediation (6 Aug 2008 to 23 Mar 2018)
- CF30 Customer (6 Aug 2008 to 23 Mar 2018)
- CF8 Apportionment and Oversight (6 Aug 2008 to 31 Mar 2009)
- CF1 Director (6 Aug 2008 to 23 Mar 2018)
- CF10 Compliance Oversight (6 Aug 2008 to 23 Mar 2018)
- CF11 Money Laundering Reporting (6 Aug 2008 to 23 Mar 2018)
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- CF21 Investment Adviser (29 Dec 2005 to 20 Jun 2006)
- CF22 Investment Adviser (Trainee) (24 Nov 2004 to 29 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.