Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Affinity Financial Awareness Limited
FRN 409160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 16 Dec 2019)
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Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 16 Dec 2019)
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- Employed By (5 Mar 2019 to 4 Oct 2019)
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- (1)Employed By (7 Jul 2015 to 4 Mar 2019)
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- CF30 Customer (31 Mar 2014 to 4 Oct 2019)
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- (1)Employed By (31 Mar 2014 to 7 Jul 2015)
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- CF30 Customer (1 Nov 2007 to 17 Feb 2012)
- CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 Mar 2006 to 3 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.