Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 30 Jan 2025)
    • [FCA CF] Client dealing (since 30 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2025)
    • CF30 Customer (since 29 Jan 2025)
    • Employed By (since 29 Jan 2025)
  • The Financial Planning Centre Limited (no longer approved here)

    FRN 222342

    • [FCA CF] Functions requiring qualifications (27 Mar 2024 to 12 Aug 2024)
    • [FCA CF] Client dealing (27 Mar 2024 to 12 Aug 2024)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (112)Employed By (16 Nov 2023 to 19 Dec 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (16 Nov 2023 to 19 Dec 2023)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2020)
    • CF30 Customer (2 May 2019 to 8 Dec 2019)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2020)
    • CF30 Customer (2 May 2019 to 8 Dec 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (21 May 2018 to 19 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

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