The Financial Planning Centre Limited

• Principal Place of Business

  The Financial Planning Centre Ltd

  Unit 4

  City Mills

  Peel Street

  Leeds

  LS27 8QL

  UNITED KINGDOM

  Phone

  +4401132708660

  Web

  https://www.thefpc.net

• Complaints Contact

  The Financial Planning Centre Ltd

  Unit 4

  City Mills

  Peel Street

  Leeds

  LS27 8QL

  UNITED KINGDOM

  Phone

  +441132708660

• Pension Transfer Advice

  For Professional, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Allen Peter Parry

  IRN APP01037

  • CF21 Investment Adviser (8 May 2003 to 7 Nov 2003)
• Anthony Wright

  IRN AXW00144

  • CF24 Pension Transfer Specialist (8 May 2003 to 2 Jan 2004)
  • CF21 Investment Adviser (8 May 2003 to 2 Jan 2004)
  • CF1 Director (8 May 2003 to 2 Jan 2004)
• Christopher Matthew Brown

  IRN CMB01263

  • [FCA CF] Functions requiring qualifications (27 Mar 2024 to 12 Aug 2024)
  • [FCA CF] Client dealing (27 Mar 2024 to 12 Aug 2024)
• Christopher Wickham

  IRN CXW00094

  • SMF16 Compliance Oversight (9 Dec 2019 to 6 Apr 2020)
  • SMF3 Executive Director (9 Dec 2019 to 6 Apr 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Apr 2020)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 6 Apr 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (8 May 2003 to 31 Mar 2009)
  • CF21 Investment Adviser (8 May 2003 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (8 May 2003 to 8 Dec 2019)
  • CF10 Compliance Oversight (8 May 2003 to 8 Dec 2019)
  • CF1 Director (8 May 2003 to 8 Dec 2019)
• James Rossington

  IRN JXR02005

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Responsible for Insurance Distribution (since 21 Jan 2026)
  • SMF3 Executive Director (since 1 Oct 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2025)
  • SMF16 Compliance Oversight (since 1 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 29 Oct 2021)
  • [FCA CF] Client dealing (since 29 Oct 2021)
• John Marcus Liddle

  IRN JML01257

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 21 Nov 2022)
  • [FCA CF] Client dealing (since 21 Nov 2022)
• Jordan James White

  IRN JJW01116

  • [FCA CF] Client dealing (1 Oct 2020 to 16 Dec 2024)
  • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 16 Dec 2024)
• Julie Marie Rossington

  IRN JMF01103

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 21 Jan 2026)
  • [FCA CF] Client dealing (since 21 Jan 2026)
• Louis Stanley Hartley Dyson

  IRN LSD01009

  • CF30 Customer (27 May 2008 to 1 Jul 2017)
• Michael Derek Cooper

  IRN MDC00019

  • CF21 Investment Adviser (1 Aug 2004 to 28 May 2004)

No changes recorded yet.