The Financial Planning Centre Limited

• Principal Place of Business

  The Financial Planning Centre Ltd

  Unit 4

  City Mills

  Peel Street

  Leeds

  LS27 8QL

  UNITED KINGDOM

  Phone

  +4401132708660

  Web

  https://www.thefpc.net

• Complaints Contact

  The Financial Planning Centre Ltd

  Unit 4

  City Mills

  Peel Street

  Leeds

  LS27 8QL

  UNITED KINGDOM

  Phone

  +441132708660

• Pension Transfer Advice

  For Professional, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michaela Simone Robson

  IRN MXR00913

  • [FCA CF] Client dealing (6 Jan 2025 to 10 Oct 2025)
  • [FCA CF] Functions requiring qualifications (6 Jan 2025 to 10 Oct 2025)
• Pamela Hall

  IRN PSR00009

  • CF30 Customer (1 Nov 2007 to 17 Oct 2018)
  • CF21 Investment Adviser (8 May 2003 to 31 Oct 2007)
• Phillip White

  IRN PXW00135

  • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 30 Jan 2026)
  • [FCA CF] Client dealing (1 Oct 2020 to 30 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Jul 2020 to 30 Jan 2026)
  • Responsibility for MCD Intermediation (7 Jul 2020 to 19 Jul 2023)
  • SMF16 Compliance Oversight (7 Jul 2020 to 30 Jan 2026)
  • SMF3 Executive Director (9 Dec 2019 to 30 Jan 2026)
  • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jan 2026)
  • Responsible for Insurance Mediation (25 Jan 2018 to 30 Sep 2018)
  • CF1 Director (14 Dec 2007 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (8 May 2003 to 31 Oct 2007)
• Stephen Barrass

  IRN SXB00163

  • CF30 Customer (1 Nov 2007 to 31 Dec 2017)
  • Responsible for Insurance Mediation (14 Jan 2005 to 31 Dec 2017)
  • CF21 Investment Adviser (8 May 2003 to 31 Oct 2007)
  • CF1 Director (8 May 2003 to 31 Dec 2017)
• Stephen Clough

  IRN SXC00151

  • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
  • CF21 Investment Adviser (8 May 2003 to 31 Oct 2007)
• Tina Turner

  IRN TXT01240

  • CF30 Customer (1 Sep 2008 to 1 Apr 2011)

No changes recorded yet.