Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 21 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 21 Jan 2026)
  • Walker Crips Financial Planning Limited (no longer approved here)

    FRN 114778

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jan 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jan 2026)
    • CF30 Customer (29 Jan 2010 to 8 Dec 2019)
  • Ardent IFA Limited (no longer approved here)

    FRN 462172

    • CF30 Customer (1 Nov 2007 to 7 Jan 2010)
    • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
  • Gateway Independent Financial Services Ltd (no longer approved here)

    FRN 200433

    • (7)Employed By (7 Aug 2003 to 18 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.