Walker Crips Financial Planning Limited

Date authorised
1 April 2013
Companies House
03790291
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Apollo House
    Eboracum Way
    York
    YO31 7RE
    UNITED KINGDOM
    Phone
    +441904544300
    Web
    https://www.wcgplc.co.uk

  • Complaints Contact

    Apollo House
    Eboracum Way
    York
    YO31 7RE
    UNITED KINGDOM
    Phone
    +441904544300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to non-mainstream regulated activities in respect of non-investment insurance contracts.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Brian Tuck

    IRN ABT00002

    • CF1 Director (17 Apr 2009 to 30 Sep 2016)
    • CF30 Customer (17 Apr 2009 to 14 Jan 2014)
  • Chai Hung Miranda Hui

    IRN CHH01037

    • CF30 Customer (20 Nov 2012 to 21 Aug 2019)
  • Charles Cavendish

    IRN CXC01690

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 27 May 2021)
    • [FCA CF] Client dealing (since 27 May 2021)
  • David Hetherton

    IRN DXH00040

    • Responsible for Insurance Mediation (14 Jan 2005 to 18 Nov 2016)
    • CF3 Chief Executive (1 Dec 2001 to 18 Nov 2016)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF1 Director (1 Dec 2001 to 18 Nov 2016)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Jun 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Jun 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
  • David John Hall

    IRN DJH00138

    • CF11 Money Laundering Reporting (30 Jun 2004 to 9 May 2016)
    • CF10 Compliance Oversight (30 Jun 2004 to 9 May 2016)
  • David Littlewood

    IRN DXL01470

    • CF30 Customer (19 Feb 2010 to 20 Jul 2017)
  • David Moses Gelber

    IRN DXG01235

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 4 Nov 2020)
    • CF2 Non Executive Director (18 Dec 2009 to 8 Dec 2019)
  • Dominic Peter Desmond Martin

    IRN DPM00004

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (26 Oct 2017 to 30 Sep 2018)
    • CF3 Chief Executive (26 Sep 2017 to 8 Dec 2019)
    • CF1 Director (13 Jan 2017 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2009 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2005)
  • Don Christopher Formhals

    IRN DCF01027

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (8 Oct 2014 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF19 Significant Mgt (Financial Resources) (20 Mar 2003 to 31 Oct 2007)
  • Dorothy May Wheeler

    IRN DXM00051

    • CF1 Director (1 Dec 2001 to 30 Mar 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Mar 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 30 Mar 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.