Charles Cavendish

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Walker Crips Financial Planning Limited

    FRN 114778

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 27 May 2021)
    • [FCA CF] Functions requiring qualifications (since 27 May 2021)
  • Argentis Financial Planning Ltd (no longer approved here)

    FRN 624277

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 May 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 May 2021)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (12 Jul 2012 to 12 Jun 2017)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (24 Mar 2010 to 20 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.