Walker Crips Financial Planning Limited

• Principal Place of Business

  Apollo House

  Eboracum Way

  York

  YO31 7RE

  UNITED KINGDOM

  Phone

  +441904544300

  Web

  https://www.wcgplc.co.uk

• Complaints Contact

  Apollo House

  Eboracum Way

  York

  YO31 7RE

  UNITED KINGDOM

  Phone

  +441904544300

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to non-mainstream regulated activities in respect of non-investment insurance contracts.

• Ellen Louise Bruno

  IRN ELB00009

  • CF21 Investment Adviser (31 Aug 2005 to 13 Jul 2006)
• George Smart

  IRN GXS00874

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 8 Apr 2026)
  • [FCA CF] Functions requiring qualifications (since 8 Apr 2026)
• Graham Richard Knott

  IRN GXK00024

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 15 Jul 2020)
  • [FCA CF] Functions requiring qualifications (since 15 Jul 2020)
• Guy Jonathan Barton Jackson

  IRN GJJ01008

  • CF11 Money Laundering Reporting (9 May 2016 to 16 Jul 2018)
  • CF10 Compliance Oversight (9 May 2016 to 16 Jul 2018)
  • CF1 Director (9 May 2016 to 16 Jul 2018)
• James Mayo

  IRN JXM04087

  • [FCA CF] Client dealing (26 Jul 2024 to 19 Sep 2025)
  • [FCA CF] Functions requiring qualifications (26 Jul 2024 to 19 Sep 2025)
• James Thomas Bonarius

  IRN JTB01073

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
  • [FCA CF] Client dealing (since 2 Dec 2020)
• Jeremy Oliver

  IRN JXO00060

  • CF2 Non Executive Director (7 Oct 2003 to 4 May 2005)
  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 1 Feb 2003)
• Joanne Crewe

  IRN JLC00027

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 15 Sep 2023)
  • [FCA CF] Functions requiring qualifications (since 15 Sep 2023)
• Julie Marie Rossington

  IRN JMF01103

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Jan 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jan 2026)
  • CF30 Customer (29 Jan 2010 to 8 Dec 2019)
• Katherine Barbara Machin

  IRN KBH01009

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Sep 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Sep 2020)
  • CF30 Customer (10 Feb 2015 to 8 Dec 2019)

No changes recorded yet.