Guy Jonathan Barton Jackson

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CMC Markets UK plc (no longer approved here)

    FRN 173730

    • SMF16 Compliance Oversight (22 Mar 2024 to 31 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Mar 2024 to 31 May 2024)
  • CMC Markets Investments Limited (no longer approved here)

    FRN 948126

    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Mar 2024 to 31 May 2024)
    • SMF16 Compliance Oversight (21 Mar 2022 to 31 May 2024)
  • Ebor Trustees Limited (no longer approved here)

    FRN 462002

    • CF1 Director (5 Oct 2016 to 16 Jul 2018)
    • CF10 Compliance Oversight (9 May 2016 to 16 Jul 2018)
    • CF11 Money Laundering Reporting (9 May 2016 to 16 Jul 2018)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • CF11 Money Laundering Reporting (1 Jun 2016 to 27 Jun 2018)
    • CF1 Director (9 May 2016 to 11 Jun 2018)
    • CF10 Compliance Oversight (9 May 2016 to 11 Jun 2018)
  • Barker Poland Asset Management LLP (no longer approved here)

    FRN 499311

    • CF10 Compliance Oversight (20 May 2016 to 3 Jul 2018)
    • CF11 Money Laundering Reporting (20 May 2016 to 13 Jul 2018)
  • Walker Crips Financial Planning Limited (no longer approved here)

    FRN 114778

    • CF1 Director (9 May 2016 to 16 Jul 2018)
    • CF10 Compliance Oversight (9 May 2016 to 16 Jul 2018)
    • CF11 Money Laundering Reporting (9 May 2016 to 16 Jul 2018)
  • J.P. MORGAN PERSONAL INVESTING LIMITED (no longer approved here)

    FRN 552016

    • CF10 Compliance Oversight (3 Feb 2015 to 16 Oct 2015)
    • CF11 Money Laundering Reporting (3 Oct 2013 to 30 Apr 2014)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF10 Compliance Oversight (12 Jul 2005 to 13 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.