CMC Markets Investments Limited

• Principal Place of Business

  133 Houndsditch

  London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +442030038303

  Web

  https://www.cmcinvest.com

• Complaints Contact

  133 Houndsditch

  London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +4402030038303

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Karol Marlow

  IRN AXM43186

  • [FCA CF] Significant management (since 1 Oct 2024)
• Albert Soleiman

  IRN AXS03383

  • SMF1 Chief Executive (26 Aug 2022 to 25 Feb 2025)
  • SMF3 Executive Director (26 Aug 2022 to 25 Feb 2025)
  • [FCA CF] Material risk taker (6 Apr 2022 to 25 Aug 2022)
  • [FCA CF] Significant management (6 Apr 2022 to 25 Aug 2022)
• Alister Sneddon

  IRN AXS01169

  • [FCA CF] Significant management (27 Jun 2022 to 11 Dec 2023)
• Anish Ruparelia

  IRN AXR00592

  • [FCA CF] Significant management (since 13 Jun 2022)
• Anthony Sadat-Shafai

  IRN AXS00618

  • [FCA CF] Material risk taker (since 16 Oct 2023)
  • [FCA CF] Manager of certification employee (since 1 Jul 2023)
  • [FCA CF] Client dealing (since 6 Apr 2022)
  • [FCA CF] Significant management (since 6 Apr 2022)
• Arman Hassanniakalager

  IRN AXH01175

  • [FCA CF] Client dealing (6 Nov 2024 to 10 Oct 2025)
• Blanche Neal

  IRN BXN01118

  • [FCA CF] Significant management (17 Jul 2023 to 18 Jun 2025)
• Christopher Stephen South

  IRN CSS01046

  • [FCA CF] Significant management (since 6 Apr 2022)
  • [FCA CF] Client dealing (since 6 Apr 2022)
• Colleen Bohm

  IRN CXB00654

  • [FCA CF] Significant management (27 Jun 2022 to 23 Aug 2024)
• David Dyke

  IRN DXD00401

  • [FCA CF] Significant management (since 30 Jan 2026)
  • [FCA CF] Material risk taker (since 30 Jan 2026)
  • [FCA CF] Material risk taker (30 May 2024 to 5 Jun 2025)
  • [FCA CF] Significant management (30 May 2024 to 5 Jun 2025)

No changes recorded yet.