CMC Markets Investments Limited

• Principal Place of Business

  133 Houndsditch

  London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +442030038303

  Web

  https://www.cmcinvest.com

• Complaints Contact

  133 Houndsditch

  London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +4402030038303

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Edward Walker-Sherriffs

  IRN DXW15469

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Mar 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Mar 2022 to 20 Feb 2024)
• David John Fineberg

  IRN DJF01101

  • SMF3 Executive Director (since 21 Mar 2022)
  • SMF1 Chief Executive (24 Feb 2025 to 9 Dec 2025)
• David Sawer

  IRN DXS01051

  • [FCA CF] Significant management (18 Sep 2024 to 3 Nov 2025)
• Declan Gould

  IRN DXG00320

  • [FCA CF] Client dealing (since 6 Apr 2022)
• Donald MacQueen

  IRN DXM00394

  • [FCA CF] Significant management (6 Apr 2022 to 30 Sep 2024)
• Euan Marshall

  IRN EXM17919

  • SMF3 Executive Director (21 Mar 2022 to 1 Sep 2023)
• George Woodford-White

  IRN GXW00411

  • [FCA CF] CASS oversight function (since 14 May 2025)
  • [FCA CF] Significant management (since 14 May 2025)
• Guy Jonathan Barton Jackson

  IRN GJJ01008

  • SMF17 Money Laundering Reporting Officer (MLRO) (22 Mar 2024 to 31 May 2024)
  • SMF16 Compliance Oversight (21 Mar 2022 to 31 May 2024)
• Henry George Martindale

  IRN HXM00341

  • [FCA CF] Client dealing (since 1 May 2023)
• Hoi Wai Hadwin Leung

  IRN HWL01008

  • [FCA CF] Client dealing (since 6 Apr 2022)

No changes recorded yet.