CMC Markets Investments Limited

• Principal Place of Business

  133 Houndsditch

  London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +442030038303

  Web

  https://www.cmcinvest.com

• Complaints Contact

  133 Houndsditch

  London

  EC3A 7BX

  UNITED KINGDOM

  Phone

  +4402030038303

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jake Roberts

  IRN JXR00291

  • [FCA CF] Client dealing (since 6 Apr 2022)
• James Egerton Cartwright

  IRN JEC01100

  • [FCA CF] Manager of certification employee (1 Jul 2023 to 22 Dec 2023)
  • [FCA CF] Client dealing (6 Apr 2022 to 22 Dec 2023)
  • [FCA CF] Significant management (6 Apr 2022 to 22 Dec 2023)
• Jamie John Cole

  IRN JJC01085

  • [FCA CF] Client dealing (since 6 Apr 2022)
• Jason Law

  IRN JXL00881

  • [FCA CF] Significant management (since 6 Nov 2024)
• Jonathan Curran

  IRN JXC00503

  • [FCA CF] Manager of certification employee (1 Jul 2023 to 11 Jan 2024)
  • [FCA CF] Material risk taker (6 Apr 2022 to 11 Jan 2024)
  • [FCA CF] Significant management (6 Apr 2022 to 11 Jan 2024)
• Jonathan David Bendall

  IRN JDB01256

  • SMF1 Chief Executive (since 9 Dec 2025)
  • SMF3 Executive Director (since 21 May 2025)
• Julia Free

  IRN JXF01921

  • SMF16 Compliance Oversight (since 9 Jul 2024)
• Jun I Park

  IRN JXP00637

  • [FCA CF] Significant management (6 Jun 2022 to 28 Dec 2023)
• Laurence Booth

  IRN LPB01014

  • SMF3 Executive Director (since 21 May 2025)
  • [FCA CF] Manager of certification employee (1 Jul 2023 to 21 May 2025)
• Liam Reynish

  IRN LXR00164

  • [FCA CF] Client dealing (6 Apr 2022 to 12 Feb 2023)

No changes recorded yet.